Legal notice | Inyova

Regulatory status, competent authority and supervisory organisation

Yova AG is an asset manager that practices asset management in compliance with the transitional provisions of the Financial Institutions Act (FinIA). Asset managers who have started their commercial activities before January 1st, 2020, must apply for a license with FINMA before the end of 2022.

Yova AG is currently in the licensing process with FINMA. Once the license has been granted by FINMA, Yova AG will be supervised by the OSFIN Organisation de surveillance financière (Florastrasse 44, 8008 Zurich).

Until the license is granted, Yova AG is a member of the PolyReg self-regulatory organisation (Florastrasse 44, 8008 Zurich).

Ombudsman’s office

Yova AG is an associate of the OFD ombudsman’s office for financial service providers. This allows disputes to be settled in out-of-court arbitration procedures. As a client, you can contact the ombudsman’s office to resolve conflicts concerning legal claims. The ombudsman will keep all inquiries confidential and will inform Yova AG only with the client’s consent.

Address:
Verein Ombudsstelle Finanzdienstleister (OFD)
Bleicherweg 10
CH-8002 Zurich
Phone: +41 (0)44 562 05 25
Email: ombudsmann@ofdl.ch

Information about financial services and financial instruments

For explanations of the individual financial instruments and their operating principles, as well as the financial services, we would like to refer you to the Swiss Bankers Association’s brochure “Risks Involved in Trading Financial Instruments” of November 2019. This comprehensive document defines the financial services, the risks associated with different categories of financial instruments, their characteristics and operating principles, both product-specific and in general.

Product range

The product range of Yova AG comprises only of financial instruments that are issued by third parties unassociated with Yova AG. Yova AG does not issue or offer any financial instruments of its own. Yova AG may use different types of financial instruments to implement its investment strategies, including direct investments (stocks, bonds, money market instruments), collective capital investments (equity funds, ETFs), structured products and derivatives, as well as further appropriate financial instruments.

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